- 自律組織
- 自我監(jiān)管的機(jī)構(gòu)
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self-regulatory organization中文什么意思
例句與用法
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- In compliance with this act , timesforex is under the supervision of the swiss recognized self - regulatory organization called oar - g
據(jù)此， tfx公司現(xiàn)在加入了瑞士政府承認(rèn)的反洗錢自律組織oar - g - He is also working closely with self - regulatory organizations and other financial regulators on the supervisory developments for insurance intermediaries
他亦與自律規(guī)管機(jī)構(gòu)及其他金融規(guī)管機(jī)構(gòu)，就保險中介人的監(jiān)管發(fā)展保持緊密合作。 - According to the swiss anti - money laundering act , which entered into force in april 1998 , all financial intermediaries must either be affiliated with a recognized self - regulatory organization or be supervised directly by the control panel for the prevention of money laundering autorit de contrle lba
根據(jù)1998年4月開始實(shí)施的瑞士反洗錢法的規(guī)定，任何瑞士的金融交易中間機(jī)構(gòu)，要么必須加入政府承認(rèn)的反洗錢自律組織或者直接受到反洗錢委員會專家組的監(jiān)控。 - All of them are prohibited from knowingly misrepresent , or cause others to misrepresent , facts about the company to others , whether within or outside the company , including to the company ' s independent registered public accounting firm , governmental regulators , self - regulatory organizations , and the general public
禁止任何人員在公司內(nèi)部或外部，包括公司的獨(dú)立注冊會計事務(wù)所、政府監(jiān)管機(jī)構(gòu)、自律組織和公眾面前故意歪曲公司事實(shí)或引導(dǎo)他人歪曲公司事實(shí)。 - The article elaborates , from a viewpoint of securities regulation , upon capital market in such areas as securities " issuance and listing , securities trading , securities intermediaries , self - regulatory organizations , with the emphasis laid on their respective functions and weak points . last but not least , the author analyzes the regulatory system in our second - board market and comes up with a series of indemnification measures
本文通過對海外二板市場監(jiān)管方面的研究和分析，結(jié)合我國主板市場特殊的監(jiān)管現(xiàn)狀，構(gòu)建了我國創(chuàng)業(yè)板市場的監(jiān)管體系，包括監(jiān)管體制、原則、手段、方法，提出我國創(chuàng)業(yè)板市場的監(jiān)管應(yīng)以交易所一線監(jiān)管為主，證監(jiān)會等其他證券監(jiān)管部門為輔。
百科釋義
A self-regulatory organization (SRO) is an organization that exercises some degree of regulatory authority over an industry or profession. The regulatory authority could be applied in addition to some form of government regulation, or it could fill the vacuum of an absence of government oversight and regulation.
詳細(xì)百科解釋